Obscura

EDGAR 8-K Items

The item numbers reported on each 8-K (5.02 officer changes, 2.01 acquisitions, 1.01 material agreements, and so on), so you can tell what a filing disclosed without opening it.

edgar_8k_items — the dataset name to pass to the Obscura API.

Category Regulatory Columns 12 Refresh Every 6 hours Entity key cik Point-in-time available_date

What one row means

One 8-K filing (deduped across its constituent documents) as surfaced by EDGAR full-text search, carrying the set of 8-K item codes the filing reported. Item 3.02 = unregistered equity sales, surfaced as `unregistered_sale` in the `edgar_dilution_events` view.

One row per One row per 8-K accession number (accn).

Point-in-time availability

Every Obscura dataset carries available_date: the calendar day the publisher made the row available, day-of, with no session rounding. It is the one column a backtest filters on, and it means the same thing on every dataset in the catalog.

For edgar_8k_items: published: available_date = EDGAR filing/dissemination date (EFTS file_date), the day the 8-K became publicly retrievable.

Refresh cadence

Obscura refreshes edgar_8k_items every 6 hours — the most frequent scheduled job that re-collects or re-exports it. This is Obscura's own pipeline cadence, not the upstream publisher's release schedule; when a row became public is recorded per row in available_date.

Schema — 12 columns

The full public column list for edgar_8k_items, with the meaning of every field. The same schema is served unauthenticated at https://api.obscura.trade/v1/catalog/edgar_8k_items.

ColumnTypeDescription
accntext · not nullSEC EDGAR accession number of the 8-K filing, e.g. "0002001557-26-000144"; primary key, dedup key across the filing's documents (from EFTS `_source.adsh`).
cikbigint · not nullSEC Central Index Key of the filer, parsed from EFTS `_source.ciks[0]` with leading zeros stripped to an integer.
available_datedate · not nullEDGAR filing/dissemination date of the 8-K (from EFTS `file_date`); the day the filing became public. This is the public-availability date, not the underlying material-event date.
itemsjsonb · not nullJSON array of 8-K item codes reported by the filing, e.g. ["3.02", "9.01"] (from EFTS `_source.items`); the classification dimension consumers key on (3.02 = unregistered equity sale, etc.).
display_nametextNullable filer display string from EFTS `_source.display_names[0]`, typically "Company Name (TICKER) (CIK ...)".
period_endingdate8-K period-of-report / conformed material-event date (from EFTS `_source.period_ending`, `"%Y-%m-%d"`); the natural date of the underlying transaction, kept separate from `available_date` (the public filing date) per the look-ahead rule.
sic_codetextSIC industry classification code of the filer (from EFTS `_source.sics[0]`, e.g. "6798"); the filer's sector/industry bucket.
inc_statetextState/country of incorporation code of the filer (from EFTS `_source.inc_states[0]`, e.g. "DE"); the legal-jurisdiction attribute, distinct from principal-business geography.
biz_statetextPrincipal-business state code of the filer (from EFTS `_source.biz_states[0]`, e.g. "DC"); where the filer is physically located.
biz_locationtextPrincipal-business location string of the filer (from EFTS `_source.biz_locations[0]`, e.g. "Washington, DC"); city+state of the filer's headquarters.
file_numtextSEC file number of the filer (from EFTS `_source.file_num[0]`, e.g. "333-293216"); the registration/filing identifier linking the filer's filings.
formtextSpecific 8-K form subtype (from EFTS `_source.form`, "8-K" vs "8-K/A"); distinguishes an original filing from an amendment, which the `root_forms` filter collapses.

Access edgar_8k_items

Two delivery paths, one identifier. Both require an Obscura account and an active subscription; the catalog entry and the schema above are public.

import obscura

client = obscura.Client("obs_live_…")

df = client.query(
    dataset="edgar_8k_items",
    symbols=["NVDA", "AAPL"],
    start="2024-01-01",
)

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Frequently asked questions

What is in the edgar_8k_items dataset?

The item numbers reported on each 8-K (5.02 officer changes, 2.01 acquisitions, 1.01 material agreements, and so on), so you can tell what a filing disclosed without opening it. One 8-K filing (deduped across its constituent documents) as surfaced by EDGAR full-text search, carrying the set of 8-K item codes the filing reported. Item 3.02 = unregistered equity sales, surfaced as `unregistered_sale` in the `edgar_dilution_events` view.

How do I avoid look-ahead bias with edgar_8k_items?

Filter on edgar_8k_items.available_date, the day the publisher made the row public. For this dataset that date is derived as follows — published: available_date = EDGAR filing/dissemination date (EFTS file_date), the day the 8-K became publicly retrievable. A query of the form WHERE available_date <= '<as-of date>' never sees a row before it existed.

In what formats can I get edgar_8k_items?

As a Parquet bulk export (POST https://api.obscura.trade/v1/download) or as JSON from the typed query API (POST https://api.obscura.trade/v1/query), both with dataset="edgar_8k_items". The column schema is public at https://api.obscura.trade/v1/catalog/edgar_8k_items.

Can I filter edgar_8k_items by company or symbol?

Yes. edgar_8k_items carries cik, the column the API's symbols filter resolves against.

How often is edgar_8k_items updated?

Obscura refreshes edgar_8k_items on a every 6 hours schedule — that is the most frequent scheduled job that re-collects or re-exports the table. It is Obscura's own pipeline cadence, not the upstream publisher's release schedule; when the publisher makes a row available is described by the availability rule above, and is recorded per row in available_date.

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